Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Scott Tally (Tally), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Tally recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $11,326.89 on May 20, 2026.
Customer allege the Variable Annuity policies the purchased between June 2018 – June 2022 were not suitable recommendations.