Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Scott Sideras (Sideras), previously associated with D.a. Davidson & CO., has at least one disclosable event. These events include one customer complaint, alleging that Sideras recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $10,962.62 on September 18, 2020.
Client alleged misrepresentation when municipal bond matured for less than par value. From 05/22/2018 to 07/24/2020.