Articles Tagged with Satya Shaw

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Satya Shaw (Shaw), previously associated with Center Street Securities, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Shaw recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $140,000.00  on May 21, 2020.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Satya Shaw (Shaw), previously associated with Center Street Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Shaw recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $140,000.00 on May 21, 2020.

Unsuitable