Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Samuel Mills (Mills), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Mills recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $180,340.23 on October 07, 2025.
Client alleges misrepresentation of return on portfolio for the year 2024 resulting in a loss of $180,340.23.