Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Samantha Anderson (Anderson), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Anderson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000.00 on May 20, 2025.
Client alleges she instructed financial advisor to invest her funds into a money market fund and the financial advisor failed to do so, resulting in loss of interest which she expects to be reimbursed.