Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ryan Pramberg (Pramberg), previously associated with Thrivent Investment Management INC., has at least one disclosable event. These events include one customer complaint, alleging that Pramberg recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $5,278.00 on April 04, 2025.
Client alleged the recommendation to surrender her variable annuity and move the funds into a managed account in September of 2024 did not meet her needs.