Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ryan Mitrik (Mitrik), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Mitrik recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $20,000.00 on September 29, 2022.
The client alleges the financial advisor (and his wife) took advantage of her by enticing her to take a margin loan and pay the FA’s wife for classes taken by her granddaughter. The client states the courses were useless and believes the FA (and his wife) took advantage of her. Additionally, the client requests that she be reimbursed for the costs of the classes.