Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ryan Foster (Foster), previously associated with Intercarolina Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Foster recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $240,000.00 on April 23, 2024.
Allegations that inappropriate investments were performed for the claimant’s account.