Ryan Finch

There are Recent Customer Complaints with Broker Ryan Finch in Firm Emerson Equity LLC

June 24, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ryan Finch (Finch), currently associated with Emerson Equity LLC, has at least one disclosable event. These events include one customer complaint, alleging that Finch recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $141,146.99 on May 18, 2026.

Negligence, misrepresentation and omissions of material facts, breach of fiduciary duty, violation of Regulation Best Interest (Reg BI), federal securities laws, California Corporations Code, California common law and FINRA Rules 2111 and 2010. Investments purchased 7/21/2022

There are Recent Customer Complaints with Broker Ryan Finch in Firm Emerson Equity LLC

May 12, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ryan Finch (Finch), currently associated with Emerson Equity LLC, has at least one disclosable event. These events include one customer complaint, alleging that Finch recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $676,000.00 on April 16, 2026.

Breach of fiduciary duty, constructive fraud, negligence and negligence per se, Violations of the Colorado Securities Act, breach of contract. Investments made between 2021 – 2025

There are Recent Customer Complaints with Broker Ryan Finch in Firm Emerson Equity LLC

February 9, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ryan Finch (Finch), currently associated with Emerson Equity LLC, has at least one disclosable event. These events include one customer complaint, alleging that Finch recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on November 11, 2025.

Breach of fiduciary duty; negligence; and violation of Regulation BI