Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ryan Barnhill (Barnhill), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Barnhill recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $70,000.00 on April 03, 2025.
Client alleges his former financial advisor made a series of unauthorized transactions selling his equities and treasury securities, and purchasing a new stock without his authorization. Client alleges this caused his portfolio value to significantly decrease.