Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Russell Stellfox (Stellfox), currently associated with Calton & Associates, INC., has at least one disclosable event. These events include one customer complaint, alleging that Stellfox recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $146,628.00 on January 15, 2021.
FINRA Arbitration 21-00050 in which claimants allege failure to supervise purchases in brokerage account and annuity.