Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Russell Blum (Blum), currently associated with International Assets Advisory, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Blum recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on June 24, 2020.
Claimant alleges fa over-concentrated her portfolio in unsuitable investments