Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ronald York (York), currently associated with Arkadios Capital, has at least one disclosable event. These events include one customer complaint, alleging that York recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on October 28, 2025.
Claims unsuitable purchase of a DST (private Placement) on 2/1/2022