Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ronald Naegle (Naegle), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Naegle recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $2,000,000.00 on December 16, 2025.
Customer alleges that the representative took investments for his own use and converted them to property owned by him.