Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Rodney Repko (Repko), previously associated with Lincoln Financial Advisors Corporation, has at least 2 disclosable events. These events include one customer complaint, one regulatory event, alleging that Repko recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on January 11, 2021.
The client alleges the RR processed withdrawals from his variable annuity without his consent and harming the guarantees provided by the annuity.