Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Roberto Vila (Vila), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Vila recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on August 03, 2022.
The customer alleges unsuitable investment recommendations that contradicted their best interest and unauthorized trading. The customer also alleges that misleading reports were presented, omitting pertinent information from 4/1/2014 to 4/31/2022. .