Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Thorne (Thorne), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Thorne recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $6,000.00 on February 24, 2026.
The client alleges the advisor failed to follow instructions in investing funds and caused delays in transferring the clients funds out of LPL. In addition, the client incorrectly alleges that the advisor failed to return advisory fees as as agreed.9/1/24-2/16/26