Articles Tagged with Robert Moore

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Moore (Moore), currently associated with J. Alden Associates, INC., has at least one disclosable event. These events include one customer complaint, alleging that Moore recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $900,000.00 on September 03, 2025.

Breach of fiduciary duty, negligence, misrepresentation, based upon the recommendation by the rep Robert Moore in July 2021 to invest in Spring Hills Holdings.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Moore (Moore), currently associated with J. Alden Associates, INC., has at least one disclosable event. These events include one customer complaint, alleging that Moore recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $900,000.00 on August 22, 2025.

Breach of Fiduciary duty, negligence, misrepresentation based upon the recommendation by the rep Robert Moore in July 2021 to invest in Spring Hills Holdings.