J. Alden Associates

The law offices of Gana Weinstein LLP are currently investigating claims that Broker Jeffrey Arsenault (Arsenault) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Arsenault was employed by J. Alden Associates, Inc. at the time of the activity. If you have been a victim of Arsenault’s alleged misconduct our firm may be able to assist you in recovering funds.

FINRA BrokerCheck shows a pending customer complaint on October 11, 2024.

Please refer to SEC Case 3:24-cv-01633\, \, Misappropriation of client assets in the amount of $4,100,000.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Gibbs (Gibbs), currently associated with J. Alden Associates, Inc., has at least 2 disclosable events. These events include one customer complaint, one tax lien, alleging that Gibbs recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $93,560.00 on December 03, 2024.

The complainant alleges that in and/around late 2020, his registered representative, and the firm churned two of his variable universal life (vul) policies, which were issued on/or about april 5, 2012, and september 5, 2012, by taking out loans to fund a new vul policy. The complainant asserts a number of allegations against the firm relating to the vul policies, including a claim for damages.

Articles Tagged with J. Alden Associates

Broker Jeffrey Arsenault in J. Alden Associates, Inc. Firm Has Customer Complaint

Broker David Gibbs in J. Alden Associates, Inc. Firm Has Customer Complaint