Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Micone (Micone), previously associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Micone recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on April 09, 2021.
Claimant alleges his financial professional recommended he invest in two allegedly unsuitable business development complanies. Activity period: 12/2013 – 4/2021.