Securities Lawyers Blog
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Robert Gregory (Gregory) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Gregory was employed by Wells Fargo Advisors Financial Network, LLC at the time of the activity. If you have been a victim of Gregory’s alleged misconduct our firm may be able to assist you in recovering funds.
FINRA BrokerCheck shows a pending customer complaint on July 17, 2025.
Petitioner alleges misappropriation by assisting another party’s actions to gain control of assets in an Estate.