Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Gordon Brown (Gordon Brown), currently associated with UBS Financial Services INC., has at least one disclosable event. These events include one customer complaint, alleging that Gordon Brown recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $286,582.00 on March 30, 2020.
Time Frame: March 13, 2020 \<char_lb_r>\, The client alleges her instructions to liquidate her accounts did not occur. She further alleges she was informed that the securities could instantly be sold