Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Fairchild (Fairchild), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Fairchild recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on July 07, 2001.
CLIENT COMPLAINED THAT ML RECOMMENDED LUCENT WHEN THEY SHOULD NOT HAVE THAT. I WWOULD NOT SELL HIS STOCK WHEN HE WANTED TO.