Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Davenport (Davenport), previously associated with Girard Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Davenport recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $500,000.00 on July 23, 2020.
Customer alleged that the investment adviser did not disclose that the investments at issue here could not be liquidated.