Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert D’andria (D’andria), currently associated with International Assets Advisory, LLC, has at least one disclosable event. These events include one customer complaint, alleging that D’andria recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $5,000.00 on September 14, 2020.
Unsuitability, unauthorized trading, fraud, breach of contract, negligent supervision, breach of fiduciary duty