Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Richard Scheller (Scheller), previously associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Scheller recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $45,000.00 on September 06, 2022.
During 2015, the customer alleges that the Registered Representative recommended an unsuitable, high-risk or speculative and illiquid investment.