Articles Tagged with Richard Hubert depalma

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Richard Hubert Depalma (Hubert Depalma), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Hubert Depalma recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $124,000.00 on July 15, 2025.

The customers allege that, the Registered Representative recommended and misrepresented unsuitable, high-risk, illiquid investments. No specific dates for the alleged activity were identified in the Statement of Claim.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Richard Hubert depalma (Hubert depalma), currently associated with Centaurus Financial, Inc., has at least 3 disclosable events. These events include 3 customer complaints, alleging that Hubert depalma recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $50,000.00 on December 07, 2024.

The customers allege that in april of 2020, the registered representative recommended an unsuitable, high-risk, illiquid investment and breached his fiduciary duty.