Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Richard Goldston (Goldston), previously associated with Edward Jones, has at least one disclosable event. These events include one regulatory event, alleging that Goldston recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on October 13, 2023.
Respondent Goldston failed to respond to FINRA requests for information.