Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Richard Eden (Eden), currently associated with David Lerner Associates, Inc., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Eden recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $95,000.00 on October 08, 2024.
Breach of fiduciary duty, unsuitability, misrepresentation/omission in connection with E12.