Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Richard Donatelli (Donatelli), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Donatelli recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $400,000.00 on September 26, 2022.
Customer alleges that her financial advisor gave her improper advice in connection with available options arising from inherited IRA accounts. Activity period February 2020 to June 2021.