Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Richard Baer (Baer), currently associated with Integrity Alliance, LLC., has at least one disclosable event. These events include one customer complaint, alleging that Baer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $850,000.00 on August 10, 2020.
Unsuitable recommendations, material misrepresentatins, elder abuse