Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Reynold Neufeld (Neufeld), previously associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Neufeld recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $95,000.00 on March 17, 2025.
The customer alleges that in 2019 and 2020, the Registered Representative recommended unsuitable, high-risk, complex and illiquid investments.