Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Renato Isaac (Isaac), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Isaac recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on October 24, 2025.
Plaintiff alleges that in 2021, the FA misrepresented New Jersey inheritance tax regulations which resulted in $377,000 in taxes being imposed.