Securities Lawyers Blog
The law offices of Gana Weinstein LLP represents investors in investment disputes with their financial advisors or brokerage firms, such as RCX Capital Group, LLC. Many investors do not recognize financial advisor misconduct when it happens, but there are steps that can be taken to recover investment losses. There are many different types of broker misconduct, including breach of fiduciary duty, failure to supervise, misrepresentation, and churning. The attorneys at Gana Weinstein LLP can analyze your investments to determine if there was actionable misconduct by the broker or brokerage firm.
RCX Capital Group is a broker-dealer that provides mergers and acquisitions advisory services and best-efforts private placements of securities, earning most of its revenue from private placement commissions on offerings by real estate industry sponsors. Formed in California in 2000 and now based in The Woodlands, Texas, the firm has been wholly owned by RCX Capital Group Holdings since December 2023.
RCX Capital Group, LLC – By the Numbers: