Securities Lawyers Blog
The securities attorneys at Gana Weinstein LLP represent investors in their disputes with brokerage firms, such as RBC Securities, Inc. Our firm can analyze your accounts and investments in order to determine if there was any broker misconduct in the handling of your accounts. Our analysis can reveal whether an investor has been a victim of misconduct such as unsuitable investments, unauthorized trading, excessive trading, or investment fraud.
RBC Securities, Inc. is a California broker-dealer and investment adviser that provides financial planning, portfolio management, and brokerage to high net worth individuals, families, businesses, charities, and retirement plans. Registered since 2010 and based in Los Angeles, the firm serves clients from offices including Beverly Hills, Pasadena, and Solana Beach.
RBC Securities, Inc – By the Numbers: