Securities Lawyers Blog
Our law firm represents individual and institutional investors that have been mistreated by their brokers and brokerage firms, such as RBC Capital Markets, LLC. Many investors do not recognize broker misconduct in their accounts, and those that do are often hesitant to seek help. Broker misconduct spans many issues that violate industry rules, including unauthorized trading, breach of fiduciary duty, unsuitable asset allocation, and churning. The attorneys at Gana Weinstein LLP can analyze your accounts and investments to determine if there was misconduct in the handling of your account.
RBC Capital Markets, LLC is the U.S. broker-dealer of Royal Bank of Canada, providing full-service brokerage, investment banking, municipal and fixed income trading, and clearing and custody services for correspondent firms and investment advisors. The firm also houses RBC Wealth Management in the United States and is a member of the New York Stock Exchange and other securities and commodities exchanges.
RBC Capital Markets, LLC – By the Numbers: