Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Raymond Congelosi (Congelosi), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Congelosi recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $11,000.00 on April 28, 2025.
The complainants allege that the RILA annuity, purchased in/and around January 2023, was not in their best interest given additional taxes owed on income.