Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Rashidah Billups (Billups), previously associated with Intervest International Equities Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Billups recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $5,500.00 on January 05, 2021.
Client alleges rr misrepresented policy at the time of sale in 12/2019. Client feels rr didn’t properly identify product as a life insurance policy, explain how the policy worked or disclose policy charges.