Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Randy Redd (Redd), previously associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Redd recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $2,872,200.00 on December 19, 2023.
Customer alleged embezzlement of funds through private real estate transaction in 2023.