Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Randall Krenzin (Krenzin), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Krenzin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on August 31, 2020.
Client complained that the financial advisor placed three orders in the account but there should have only been two. (7/31/2020)