Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Randal Egan (Egan), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Egan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on May 18, 2022.
Client alleges he instructed his financial advisor to liquidate his account, but the order was not executed until days later resulting in market loss.