Securities Lawyers Blog
The law offices of Gana Weinstein LLP represents investors in investment disputes with their financial advisors or brokerage firms, such as Rainmaker Securities, LLC. Many investors do not recognize financial advisor misconduct when it happens, but there are steps that can be taken to recover investment losses. There are many different types of broker misconduct, including breach of fiduciary duty, failure to supervise, misrepresentation, and churning. The attorneys at Gana Weinstein LLP can analyze your investments to determine if there was actionable misconduct by the broker or brokerage firm.
Rainmaker Securities is a broker-dealer specializing in the secondary market for shares of late-stage private companies, connecting buyers and sellers through special purpose vehicles, hypothecation, and direct share transfers and publishing market news and research through its RainmakerX platform. Formed in Delaware in 2004, the firm has offices in Miami, Los Angeles, Chicago, and Silicon Valley and serves institutional and individual clients worldwide through a network of more than 60 broker partners across the United States, Europe, and Asia Pacific.
Rainmaker Securities, LLC – By the Numbers: