Securities Lawyers Blog
Our law firm represents individual and institutional investors that have been mistreated by their brokers and brokerage firms, such as Puma Capital, LLC. Many investors do not recognize broker misconduct in their accounts, and those that do are often hesitant to seek help. Broker misconduct spans many issues that violate industry rules, including unauthorized trading, breach of fiduciary duty, unsuitable asset allocation, and churning. The attorneys at Gana Weinstein LLP can analyze your accounts and investments to determine if there was misconduct in the handling of your account.
Puma Capital is a broker-dealer that acts as a market maker in selected equity securities and as an institutional agency broker specializing in the execution of complex option strategies involving listed equities and options. Formed in Florida in 2007, the firm operates from Theodore Fremd Avenue in Rye, New York, and is a member of Cboe EDGA and EDGX, NYSE Arca, and the Nasdaq Stock Market.
Puma Capital, LLC – By the Numbers: