Articles Tagged with Puente Servicios Financieros LLC

We represent clients of financial advisors and brokerage firms in investment disputes against their firms, such as Puente Servicios Financieros LLC. Our services cover a wide spectrum of broker misconduct, including unsuitable investments, failure to supervise, and losses in various investment products. Our firm can analyze your brokerage accounts, determine the extent of your investment losses, and understand the issues and remedies available.

Puente Servicios Financieros is a broker-dealer that buys and sells equities, mutual funds, corporate debt, and United States government debt for customers primarily in Latin America, largely on a riskless principal basis, and also earns sub-clearing and mutual fund distribution fees. Formed in Florida in 2019 and based on Brickell Avenue in Miami, the firm is owned by Puente Holding of the United Kingdom, which is in turn held by the Uruguayan entities Cross Capital and Puente Partners.

Puente Servicios Financieros LLC – By the Numbers:

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mckinzie Valverdy (Valverdy), currently associated with Puente Servicios Financieros LLC, has at least one disclosable event. These events include one customer complaint, alleging that Valverdy recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on July 24, 2024.

Client alleges Mckinzie Valverdy failed to follow instructions in July 2023 related to the purchase of two positions.

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