Securities Lawyers Blog
The securities lawyers at Gana Weinstein LLP represent investors who have been mistreated by their brokers and suffered investment losses. Our firm is experienced in bringing claims against brokerage firms, such as Principal Securities, Inc., to hold Wall Street responsible for their misconduct. When a client contacts our firm they can expect that our attorneys will have the knowledge and ability to evaluate the potential claims and analyze their trading activity for red flags of misconduct. Our consultations are designed to help provide clients with all available options.
Principal Securities, Inc. is the broker-dealer and investment adviser of Principal Financial Group, offering brokerage services, advisory services, mutual funds, and variable products to retail investors through financial professionals. Formed in Iowa in 1968, the firm clears through National Financial Services LLC and is a wholly owned subsidiary of Principal Financial Services, Inc.
Principal Securities, Inc. – By the Numbers: