Securities Lawyers Blog
Our law firm represents individual and institutional investors that have been mistreated by their brokers and brokerage firms, such as PNC Capital Markets LLC. Many investors do not recognize broker misconduct in their accounts, and those that do are often hesitant to seek help. Broker misconduct spans many issues that violate industry rules, including unauthorized trading, breach of fiduciary duty, unsuitable asset allocation, and churning. The attorneys at Gana Weinstein LLP can analyze your accounts and investments to determine if there was misconduct in the handling of your account.
PNC Capital Markets LLC is the PNC broker-dealer that provides public finance and corporate investment banking, securities underwriting, loan syndication arranging, and sales and trading in corporate, municipal, government, agency, mortgage-backed, and asset-backed securities. Based in Pittsburgh and registered with the SEC since 1984, the firm is a wholly owned subsidiary of The PNC Financial Services Group.
PNC Capital Markets LLC – By the Numbers: