Securities Lawyers Blog
A concentrated investment portfolio, a failure to diversify, or an investment with far more risk than the investor understood are common causes of large investment losses. The broker negligence attorneys at Gana Weinstein LLP help investors at firms such as Pluris Capital Group, Inc. determine whether their financial advisor breached the duty to recommend suitable investments and, when the advisor did, pursue recovery through FINRA arbitration.
Pluris Capital Group is a broker-dealer that specializes in private placements and merger and acquisition activities, offering eligible investors opportunities to invest in private companies and investment funds. Organized in New York in 1992, the firm is based in Brooklyn.
Pluris Capital Group, Inc. – By the Numbers: