Securities Lawyers Blog
Our law firm represents individual and institutional investors that have been mistreated by their brokers and brokerage firms, such as Pinnacle Investments, LLC. Many investors do not recognize broker misconduct in their accounts, and those that do are often hesitant to seek help. Broker misconduct spans many issues that violate industry rules, including unauthorized trading, breach of fiduciary duty, unsuitable asset allocation, and churning. The attorneys at Gana Weinstein LLP can analyze your accounts and investments to determine if there was misconduct in the handling of your account.
Pinnacle Investments is a broker-dealer and registered investment adviser that offers wealth and asset management, brokerage in equities, bonds, mutual funds, options, and variable annuities, and private placements through a partnership of advisors. Based in East Syracuse, New York, the firm marked its 25th anniversary in 2021, operates 20 branch locations across 10 states, and is owned by Pinnacle Holding Company.
Pinnacle Investments, LLC – By the Numbers: