Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Philippus Van Staden (Van Staden), currently associated with Green Vista Capital, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Van Staden recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $3,450,000.00 on September 17, 2025.
CLAIMANT ALLEGES VIOLATION OF SECTION 10(b) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 10B-5; FRAUDULENT MISREPRESENTATION / FRAUDULENT INDUCEMENT; PRIVATE SECURITIES TRANSACTIONS WITHOUT PROPER \, NOTICE/APPROVAL SUPERVISORY LIABILITY; CONTROL PERSON LIABILITY UNDER SECTION 20(A) OF THE SECURITIES EXCHANGE ACT OF 1934; FAILURE TO SUPERVISE UNDER FINRA RULE 3110; VIOLATION OF CALIFORNIA CORPORATIONS CODE § 25401; VIOLATION OF WYOMING STATUTES ANNOTATED § 17-4-501; UNJUST ENRICHMENT / DISGORGEMENT;