According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brad Whalen (Whalen), currently associated with Green Vista Capital, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Whalen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $249,593.00 on May 05, 2025.
Claimants allege violations of federal securities laws; violations of the new jersey uniform securities law; breach of contract; common law fraud; breach of fiduciary duty; negligence and gross negligence.