Articles Tagged with Green Vista Capital

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brad Whalen (Whalen), currently associated with Green Vista Capital, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Whalen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $249,593.00 on May 05, 2025.

Claimants allege violations of federal securities laws;  violations of the new jersey uniform securities law; breach of contract;  common law fraud; breach of fiduciary duty; negligence and gross negligence.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brad Whalen (Whalen), currently associated with Green Vista Capital, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Whalen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $235,000.00 on April 04, 2024.

Claimants allege violations of federal securities laws; violations of the new jersey uniform securities law; breach of contract; common law fraud; breach of fiduciary duty; negligence and gross negligence.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Andrew Miles (Miles), previously associated with Green Vista Capital, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Miles recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,000,000.00  on January 22, 2025.

Claimants allege reasonable basis unsuitability; breach of fiduciary duty; negligence/gross negligence/negligence per se; negligent misrepresentation; intentional misrepresentation/omission;aiding and abetting a fraud; negligent hiring, retention, supervision; breach of contract; equitable rescission; declaratory judgement

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Andrew Miles (Miles), previously associated with Green Vista Capital, LLC, has at least 13 disclosable events. These events include 13 customer complaints, alleging that Miles recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,000,000.00 on January 15, 2025.

Claimant alleges reasonable basis unsuitability; breach of fiduciary duty; negligemce/gross negligence/negligence per se; negligent misrepresentation; interntional misrepresentation/omission; aiding and abetting a fraud; negligent hiring, retention, supervision; breach of contract; equitable rescission, and declaration judgment.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Philippus Van staden (Van staden), currently associated with Green Vista Capital, LLC, has at least 14 disclosable events. These events include 14 customer complaints, alleging that Van staden recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,000,000.00 on January 22, 2025.

CLAIMANTS ALLEGE REASONABLE BASIS UNSUITABILITY; BREACH OF FIDUCIARY DUTY; NEGLIGENCE/GROSS NEGLIGENCE/NEGLIGENCE PER SE; NEGLIGENT MISREPRESENTATION; INTENTIONAL MISREPRESENTATION/OMISSION;AIDING AND ABETTING A FRAUD; NEGLIGENT HIRING, RETENTION, SUPERVISION; BREACH OF CONTRACT; EQUITABLE RESCISSION; DECLARATORY JUDGEMENT

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